Financial Advisors & Producing Sales Managers

Employment Type

: Full-Time


: Sales

Position: Producing Sales Managers and Financial Advisors - Multiple Openings Private Broker Dealer experiencing rapid growth and looking to add talented FA’s to their branch network in New York, Jersey City, Philadelphia, Orlando, Houston, Dallas and Beverly Hills, CA. Candidate quality requirements: 1. T12 of $300K and above with AUM that fairly represents this level of business 2. Evidence of growth potential in the book of business.

3. A stable and positive FINRA history.4. The desire and ability to grow lead flow independently. The company will supply lead flow and the individual who thrives on operating as a self starter will benefit most from our open architecture and private, family owned work environment.5. Our candidate will be interested in the opportunity to earn a greater percentage payout on his or her gross production.6. For the right candidate we offer management opportunities throughout the organization.7. Interested in those individuals who see the benefits of a small and flexible brokerage firm over a large and often bureaucratic one and that can see past the existing lack of brand equity and on to the real opportunity.8. We are meeting with producers that have the vision to join a growing entrepreneurial organization and can recognize the value of potential company ownership in such a growing concern.
  • Market leading payouts on gross production
  • Management positions available for the right candidate(s)
  • Full medical package offering
  • No production expenses
  • 401K plan in place
  • Private company stock option ownership plan
  • Key Requirements
  • Clean U-4
  • Series 7 license 
  • Minimum of 3 years experience as a Financial Advisor
  • Minimum trail of $250K or more
  • Desire to work as an entrepreneur in growing privately owned broker dealer with an open architecture

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